Operational risk management

Results: 1528



#Item
941Actuarial science / Risk management / Auditing / Security / Operational risk / Basel Committee on Banking Supervision / Internal control / Bank regulation / Bank / Risk / Ethics / Management

$VRI0D\WKLVJXLGDQFHDSSOLHVWRIHGHUDOVDYLQJVDVVRFLDWLRQVLQDGGLWLRQWRQDWLRQDOEDQNV EP-.BS O Comptroller of the Currency

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Source URL: occ.gov

Language: English - Date: 2014-10-06 11:46:40
942Ethics / Actuarial science / Security / Internal audit / Operational risk / Audit committee / Internal control / Risk management / Federal Reserve System / Auditing / Risk / Management

Attachment A.2 to SR 08-9/CA 08-12: Guidance for the Consolidated Supervision of Regional Bank Holding Companies

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Source URL: www.federalreserve.gov

Language: English - Date: 2008-10-16 14:05:25
943Operational risk / Risk / Ethics / Risk management / Actuarial science

Attachment One Capital Adequacy (E) Task Force[removed]Draft: [removed]Capital Adequacy (E) Task Force Conference Call

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Source URL: www.insurance.naic.org

Language: English - Date: 2014-08-08 15:33:06
944Trade associations / Bonds / Securities / Securities Industry and Financial Markets Association / Stock market / Collateral management / American Machine and Foundry / Operational risk / Asset management / Financial economics / Investment / Finance

ASSET MANAGERS FORUM UPDATE FEBRUARY 2014

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Source URL: www.sifma.org

Language: English - Date: 2014-02-28 08:51:35
945Investment / Hedge fund / Operational due diligence / Prime brokerage / Investment management / Risk / Bank / Portfolio / Operational risk / Financial economics / Financial services / Finance

Mitigating Hedge Funds’ Operational Risks Benefits and limitations of managed account platforms

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Source URL: www.edhec-risk.com

Language: English - Date: 2007-04-02 04:49:44
946Ethics / Security / Enterprise risk management / Risk management / Operational risk / Corporate governance / Own Risk and Solvency Assessment / Committee of Sponsoring Organizations of the Treadway Commission / Actuarial science / Risk / Management

A FRAMEWORK FOR BOARD OVERSIGHT OF ENTERPRISE RISK by John E. Caldwell, CA

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Source URL: www.collegecentreofboardexcellence.ca

Language: English - Date: 2013-04-11 12:34:02
947Business / Information technology audit / Auditing / Basel II / Enterprise risk management / Risk management / Operational risk / Credit risk / Insurance / Actuarial science / Risk / Ethics

Microsoft Word[removed]Guidance Note ICAAP Class 2 Credit Unions.doc

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Source URL: www.dico.com

Language: English - Date: 2013-11-11 19:57:09
948Actuarial science / Bank regulation in the United States / Risk management / Federal Financial Institutions Examination Council / Business continuity planning / Operational risk / Business / Computing / Windows XP / Risk / Security

Microsoft Word[removed]FFIEC_Statement_on_Windows_XP.DOCX

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Source URL: ithandbook.ffiec.gov

Language: English - Date: 2013-10-07 08:23:45
949Risk management / Actuarial science / Auditing / Enterprise risk management / IT risk management / ISO 31000 / Internal audit / Emergency management / Operational risk / Risk / Management / Security

RISK MANAGEMENT GUIDELINE[removed]PROVINCE OF BRITISH COLUMBIA RISK MANAGEMENT BRANCH AND

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Source URL: www.fin.gov.bc.ca

Language: English - Date: 2012-04-02 16:13:58
950Derivative / Credit derivative / Operational risk / Bank / Investment banking / Credit risk / Office of the Comptroller of the Currency / Collateral management / Over-the-counter / Financial economics / Finance / Financial system

Statement of Kathryn E. Dick Deputy Comptroller of the Currency Office of the Comptroller of the Currency Before the Subcommittee on Securities, Insurance and Investment

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Source URL: www.ots.treas.gov

Language: English - Date: 2014-10-06 11:45:48
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